Waqas Khan (CRD# 5529451) is an Investment Advisor Representative working at Lpl Financial LLC in Fair Oaks, CA and has over 10 years of experience in the finance industry.
CRD# 2464546
Capital Planning Advisors LLC
CRD# 5156625
Dynamic Wealth Strategies, LLC
CRD# 2923073
Captrust
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial LLC | Citrus Heights, CA | May 2018 - Current | 5 |
Safe Credit Union | Folsom, CA | May 2018 - Current | 5 |
Unemployed | Sacramento, CA | Nov 2017 - Apr 2018 | < 1 |
Lpl Financial LLC | Vacaville, CA | Aug 2017 - Nov 2017 | < 1 |
Travis Credit Union | Vacaville, CA | Aug 2017 - Nov 2017 | < 1 |
Nationwide Financial | Sacramento, CA | May 2016 - Aug 2017 | 1 |
Nationwide Securities, LLC | Columbus, OH | May 2016 - Dec 2016 | < 1 |
Unionbanc Investment Services | Sacramento, CA | Nov 2013 - Apr 2016 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Apr 2013 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- TX
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Total Assets Under Management368,019MILLIONS
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Total Number of Accounts1,688,501ACCOUNTS
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Average Account Value$217,956
- A percentage of assets under your management
- Hourly charges
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- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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