Carl Whitener, financial advisor Dayton OH
93 score

Carl Whitener

CRD Number: 1349889
Current Firm: Raymond James & Associates, Inc.

Carl Whitener (CRD# 1349889) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Dayton, OH and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James & Associate Inc. Dayton, OH Jan 2010 - Current 6
Wachovia Securities, LLC Dayton, OH Jan 2008 - Jan 2010 2
Wachovia Securities, LLC Dayton, OH Jan 2008 - Jan 2010 2
A. G. Edwards & Sons, Inc. Dayton, OH Aug 2000 - Jan 2010 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1985
Contact Info for Carl V. Whitener
Phone Number: 727-567-1000
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    91,401
    MILLIONS
  • Total Number of Accounts
    317,837
    ACCOUNTS
  • Average Account Value
    $287,573
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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