Chris Pulos, financial advisor Dayton OH

Chris Pulos

CRD Number: 1214415
Current Firm: Mma Securities LLC

Chris Pulos (CRD# 1214415) is an Investment Advisor Representative working at Mma Securities LLC in Dayton, OH and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks LLC Dayton, OH Sep 2019 - Current 4
Northmont City Schools Englewood, OH Jan 2019 - Current 5
Mma Securities LLC Dayton, OH Jun 2016 - Current 7
Marsh & Mclennan Agency Dayton, OH Dec 2012 - Current 11
Summit Brokerage Services Inc. Dyton, OH Aug 2009 - Sep 2019 10
Brower Investment Advisers, LLC Dayton, OH Jun 2006 - Nov 2016 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1992
S65 NASAA Investment Advisors Law Examination Sep 1994
Contact Info for Chris G. Pulos
Phone Number: 212-345-5000
Firm Website: https://compassfp.com/
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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