Karl Borgersen, financial advisor Dayton OH
93 score

Karl Borgersen

CRD Number: 3163057
Current Firm: Transamerica Financial Advisors, Inc.

Karl Borgersen (CRD# 3163057) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Dayton, OH and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Awesome Benefit Advisors Sandy, UT May 2016 - Current < 1
Awesome Insurance Lehi, UT Oct 2015 - Current 1
Transamerica Financial Advisors, Inc. Dayton, OH Jan 2012 - Current 4
Transamerica Financial Advisors, Inc. Dayton, OH Jan 2012 - Current 4
Investment Advisors International, Inc. Dayton, OH Aug 2009 - Current 7
Digital Simplistics Lenexa, KS Dec 2005 - Current 11
Nucare Pharmaceuticals Orange, CA Apr 2003 - Current 13
World Group Securities, Inc. Dayton, OH Apr 2002 - Current 14
World Financial Group Dayton, OH Jun 2001 - Current 15
Beehive Auto, Inc. Salt Lake City, UT Feb 2007 - Jun 2011 4
E-chx, Inc Payroll Solutions Rochester, NJ Jul 2010 - Apr 2011 < 1
Entaire Global Duluth, GA Jan 2008 - Apr 2011 3
Prescription Headquarters, Inc. Walnut Creek, CA Jul 2005 - Apr 2011 5
Total Debt Solutions Salt Lake City, UT Oct 2003 - Jan 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1999
S65 NASAA Investment Advisors Law Examination Dec 2008
Contact Info for Karl N. Borgersen
Phone Number: 727-299-1800
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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