Mark Nicholas (CRD# 4584095) is an Investment Advisor Representative working at Transform Retirement in Green Bay, WI and has over 21 years of experience in the finance industry.
CRD# 3078445
Mcglone Suttner Wealth Management, Inc.
CRD# 4323474
Lpl Financial LLC
CRD# 4997609
Advisors Management Group Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transform Retirement, LLC | De Pere, WI | Oct 2021 - Current | 2 |
| Pai Trust Company, Inc. | De Pere, WI | Jun 2012 - Oct 2021 | 9 |
| Plan Adminstrators, Inc. | De Pere, WI | May 2007 - Oct 2021 | 14 |
| Newport Group Consulting, LLC | Lake Mary, FL | Nov 2020 - Sep 2021 | < 1 |
| Employer Retirement Investment Advisors, LLC | Depere, WI | Oct 2010 - Nov 2018 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2003 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2010 |
- WI
-
Total Assets Under Management9MILLIONS
-
Total Number of Accounts24ACCOUNTS
-
Average Account Value$373,003
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
WI
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