Mark Nicholas, financial advisor De Pere WI
93 score

Mark Nicholas

CRD Number: 4584095
Current Firm: Employer Retirement Investment Advisors, LLC

Mark Nicholas (CRD# 4584095) is an Investment Advisor Representative working at Employer Retirement Investment Advisors, LLC in De Pere, WI and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Employer Retirement Investment Advisors, LLC Depere, WI Oct 2010 - Current 6
Ausdal Financial Partners, Inc. De Pere, IL Apr 2009 - Oct 2010 1
Plan Adminstrators, Inc. De Pere, WI May 2007 - Oct 2010 3
Stancorp Investment Advisers, Inc. Portland, OR Jan 2007 - Apr 2007 < 1
Stancorp Equities, Inc. Mechanicsburg, PA Jan 2007 - Apr 2007 < 1
Invesmart Advisors, Inc. Mechanicsburg, PA Jan 2005 - Jan 2007 2
Invesmart, Inc. Mechanicsburg, PA Sep 2004 - Jan 2007 2
Invesmart Securities, LLC Mechicsburg, PA Sep 2004 - Jan 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2003
S65 NASAA Investment Advisors Law Examination Mar 2010
Contact Info for Mark S. Nicholas
Phone Number: 877-357-7031 EXT 3423
Registered State(s):
  • FL
  • WI
  • IL
By the Numbers
  • Total Assets Under Management
    206
    MILLIONS
  • Total Number of Accounts
    778
    ACCOUNTS
  • Average Account Value
    $265,090
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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