Richard Sanders, financial advisor Decatur AL
89 score

Richard Sanders

CRD Number: 6192887
Current Firm: Morgan Stanley

Richard Sanders (CRD# 6192887) is an Investment Advisor Representative working at Morgan Stanley in Decatur, AL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney LLC Birmingham, AL Apr 2013 - Current 3
International Paper Memphis, TN Jul 2012 - Apr 2013 < 1
University Of Alabama Tuscalooosa, AL Aug 2011 - Jul 2012 < 1
Exclusive Resorts Denver, CO Jul 2011 - Aug 2011 < 1
University Of Alabama Tuscaloosa, AL Aug 2009 - May 2011 1
Parkway Medical Center Decatur, AL Jun 2009 - Jul 2009 < 1
University Of Alabama Tuscaloosa, AL Aug 2007 - May 2009 1
Lanier Ford Shaver & Payne P.c. Huntsville, AL Jun 2007 - Jul 2007 < 1
University Of Alabama Tuscaloosa, AL Aug 2006 - May 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2013
Contact Info for Richard N. Sanders
Phone Number: 914-225-5510
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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