Dena Mao, financial advisor Dedham MA
89 score

Dena Mao

CRD Number: 6051612
Current Firm: Cadaret Grant & Co Inc.

Dena Mao (CRD# 6051612) is an Investment Advisor Representative working at Cadaret Grant & Co Inc. in Dedham, MA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Cadaret, Grant & Company, Inc. Dedham, MA Jun 2016 - Current < 1
Hms Financial Group Dedham, MA Jun 2016 - Current < 1
Citizens Securities Riverside, RI Oct 2015 - May 2016 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln, RI Aug 2014 - Oct 2015 1
Santander Providence, RI Oct 2013 - Aug 2014 < 1
Bank Of America/merrill Edge Lincoln, RI Oct 2010 - Oct 2013 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln, RI Oct 2010 - Sep 2013 2
Rhode Island College Providence, RI Jul 2010 - Sep 2010 < 1
Ri Bureau Answering Service Cranston, RI Apr 2008 - Jun 2010 2
Henry Barnard School Providence, RI Sep 2007 - Mar 2008 < 1
Rhode Island College Providence, RI Mar 2007 - Aug 2007 < 1
Hooters Warwick, RI Oct 2006 - Feb 2007 < 1
Donnelly's Providence, RI Jul 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2013
S65 NASAA Investment Advisors Law Examination Dec 2014
Contact Info for Dena Mao
Phone Number: 315-471-2191
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    3,475
    MILLIONS
  • Total Number of Accounts
    18,688
    ACCOUNTS
  • Average Account Value
    $185,929
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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