Joan FislerCRD Number: 4471581
Current Firm: Citizens Securities, Inc.
Joan Fisler (CRD# 4471581) is an Investment Advisor Representative working at Citizens Securities, Inc. in Deep River, CT and has over 15 years of experience in the finance industry. Joan Fisler has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Springboard Asset Management LLC
Sagepoint Financial, Inc.
Halsey Associates Inc.
|Cco Investment Services Corp||Colchester, CT||Jan 2014 - Current||3|
|Lpl Financial||Charlotte, NC||May 2011 - Jan 2014||2|
|First Niagara Securities||Woodbridge, CT||May 2011 - Jan 2014||2|
|Newalliance Investments, Inc.||New Ahven, CT||Jun 2009 - May 2011||1|
|Collective Financial Services, LLC||Guilford, CT||Apr 2008 - Jun 2009||1|
|Diastole Wealth Management||Guilford, CT||Nov 2007 - Jun 2009||1|
|Investacorp., Inc.||Miami Lakes, FL||Apr 2003 - Nov 2007||4|
|Investacorp Advisory Services, Inc.||Miami Lakes, FL||Apr 2003 - Nov 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2002|
|S65||NASAA Investment Advisors Law Examination||Sep 2002|
Total Assets Under Management27,379MILLIONS
Total Number of Accounts19,253ACCOUNTS
Average Account Value$1,422,068
- A percentage of assets under your management
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV
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