Raniel Iniguez, financial advisor Deer Park IL
81 score

Raniel Iniguez

CRD Number: 5963822
Current Firm: Plexus Financial Services, LLC

Raniel Iniguez (CRD# 5963822) is an Investment Advisor Representative working at Plexus Financial Services, LLC in Deer Park, IL and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Plexus Financial Services, LLC Deer Park, IL Feb 2016 - Current 2
J.p. Morgan Securities LLC Chicago, IL Jun 2014 - Jan 2016 1
Morgan Stanley Smith Barney Lisle, IL Jan 2012 - Jun 2014 2
City Colleges Of Chicago Chicago, IL Nov 2011 - Jan 2012 < 1
Axa Advisors, LLC New York, NY Oct 2011 - Jan 2012 < 1
Biba Global, LLC Chicago, IL Feb 2010 - Jan 2012 1
Harris Bank Chicago, IL Mar 2008 - Feb 2010 1
Unemployed Chicago, IL Jan 2008 - Mar 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Raniel Iniguez
Phone Number: 847-307-6100
Firm Website: https://www.plexusfs.com
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Pension consulting services
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States


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