Raniel IniguezCRD Number: 5963822
Current Firm: Plexus Financial Services, LLC
Raniel Iniguez (CRD# 5963822) is an Investment Advisor Representative working at Plexus Financial Services, LLC in Deer Park, IL and has over 4 years of experience in the finance industry.
Forum Financial Management, LP
Nfp Advisor Services, LLC
|Plexus Financial Services, LLC||Deer Park, IL||Feb 2016 - Current||< 1|
|J.p. Morgan Securities LLC||Chicago, IL||Jun 2014 - Jan 2016||1|
|Morgan Stanley Smith Barney||Lisle, IL||Jan 2012 - Jun 2014||2|
|City Colleges Of Chicago||Chicago, IL||Nov 2011 - Jan 2012||< 1|
|Axa Advisors, LLC||New York, NY||Oct 2011 - Jan 2012||< 1|
|Biba Global, LLC||Chicago, IL||Feb 2010 - Jan 2012||1|
|Harris Bank||Chicago, IL||Mar 2008 - Feb 2010||1|
|Unemployed||Chicago, IL||Jan 2008 - Mar 2008||< 1|
|Bank Of America||Chicago, IL||Jun 2005 - Jan 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management623MILLIONS
Total Number of Accounts53ACCOUNTS
Average Account Value$11,763,385
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Pension consulting services
- Educational seminars/workshops
IL, IN, TX, WA, WI
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.