Arnold Bender, financial advisor Deerfield IL
72 score

Arnold Bender

CRD Number: 1438051
Current Firm: Alera Investment Advisors, LLC

Arnold Bender (CRD# 1438051) is an Investment Advisor Representative working at Alera Investment Advisors, LLC in Deerfield, IL and has over 27 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Triad Advisors, Inc. Norcross, GA Nov 2017 - Current < 1
Alera Investment Advisors, LLC Deerfield, IL Nov 2017 - Current < 1
Gcg Financial Inc. Deerfield, IL Jan 2015 - Current 3
Arnold Bender Bannockburn, IL Jan 1985 - Current 33
Securian Financial Services, Inc. St. Paul, MN Nov 1991 - Nov 2017 26
Minnesota Life Insurance Company St. Paul, MN Nov 1991 - Nov 2017 26
Gcg Financial Inc. Bannockburn, IL Nov 1991 - Jan 2015 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1990
S65 NASAA Investment Advisors Law Examination Feb 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Arnold J. Bender
Phone Number: (847) 457-3000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    532
    MILLIONS
  • Total Number of Accounts
    1,395
    ACCOUNTS
  • Average Account Value
    $381,716
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AZ, CA, CO, FL, IA, IL, IN, LA, MI, MN, MO, NC, NH, OH, PA, TX, VA, WI

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BADGES
72

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