Eric Ambriz, financial advisor Deerfield IL
76 score

Eric Ambriz

CRD Number: 6285745
Current Firm: Axa Advisors, LLC

Eric Ambriz (CRD# 6285745) is an Investment Advisor Representative working at Axa Advisors, LLC in Deerfield, IL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Axa Advisors, LLC New York, NY Oct 2014 - Current 2
Unemployed Waukegan, IL Oct 2012 - Oct 2014 2
North Shore Country Club Glenview, IL Apr 2011 - Oct 2012 1
Unemployed Waukegan, IL Dec 2010 - Mar 2011 < 1
Evanston Golf Club Skokie, IL Apr 2009 - Nov 2010 1
Warady & Davis LLP Deerfield, IL Jan 2009 - Mar 2009 < 1
Unemployed Waukegan, IL Dec 2008 - Jan 2009 < 1
Glen Flora Country Club Waukegan, IL Oct 2003 - Nov 2008 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Eric Ambriz
Phone Number: 212-314-4600
Firm Website: http://axa.us.com
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    9,867
    MILLIONS
  • Total Number of Accounts
    40,093
    ACCOUNTS
  • Average Account Value
    $246,096
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
76

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