Nicole Sullivan (CRD# 6047107) is an Investment Advisor Representative working at Prism Planning Partners in Libertyville, IL and has over 11 years of experience in the finance industry. Nicole Sullivan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5252940
Cetera Investment Advisers LLC
CRD# 1257255
Raymond James Financial Services Advisors, Inc.
CRD# 2424715
Mesirow Financial Investment Management, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Prism Planning Partners, LLC | Deerfield, IL | Jan 2018 - Current | 6 |
Alera Investment Advisors, LLC | Deerfield, IL | Nov 2017 - Dec 2017 | < 1 |
Gcg Financial, LLC | Deerfield, IL | Jan 2015 - Dec 2017 | 2 |
Minnesota Life Ins Co | St Paul, MN | Apr 2012 - Nov 2017 | 5 |
Securian Financial Services, Inc. | St Paul, MN | Apr 2012 - Nov 2017 | 5 |
Gcg Financial Inc. | St Paul, MN | Apr 2012 - Jan 2015 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jul 2012 |
- IL
-
Total Assets Under Management164MILLIONS
-
Total Number of Accounts292ACCOUNTS
-
Average Account Value$561,346
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
IL, WI
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