Nicole Sullivan, financial advisor Libertyville IL

Nicole Sullivan

CRD Number: 6047107
Current Firm: Prism Planning Partners

Nicole Sullivan (CRD# 6047107) is an Investment Advisor Representative working at Prism Planning Partners in Libertyville, IL and has over 11 years of experience in the finance industry. Nicole Sullivan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Prism Planning Partners, LLC Deerfield, IL Jan 2018 - Current 6
Alera Investment Advisors, LLC Deerfield, IL Nov 2017 - Dec 2017 < 1
Gcg Financial, LLC Deerfield, IL Jan 2015 - Dec 2017 2
Minnesota Life Ins Co St Paul, MN Apr 2012 - Nov 2017 5
Securian Financial Services, Inc. St Paul, MN Apr 2012 - Nov 2017 5
Gcg Financial Inc. St Paul, MN Apr 2012 - Jan 2015 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2012
Contact Info for Nicole M. Sullivan
Phone Number: (847) 250-9870
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    164
    MILLIONS
  • Total Number of Accounts
    292
    ACCOUNTS
  • Average Account Value
    $561,346
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

IL, WI

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