Nicole Sullivan, financial advisor Deerfield IL
96 score

Nicole Sullivan

CRD Number: 6047107
Current Firm: Prism Planning Partners, LLC

Nicole Sullivan (CRD# 6047107) is an Investment Advisor Representative working at Prism Planning Partners, LLC in Deerfield, IL and has over 5 years of experience in the finance industry. Nicole Sullivan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Prism Planning Partners, LLC Deerfield, IL Jan 2018 - Current < 1
Alera Investment Advisors, LLC Deerfield, IL Nov 2017 - Current < 1
Gcg Financial, LLC Deerfield, IL Jan 2015 - Current 3
Minnesota Life Ins Co St Paul, MN Apr 2012 - Current 6
Securian Financial Services, Inc. St Paul, MN Apr 2012 - Current 6
University Of Illinois At Urbana-champaign Urbana, IL Aug 2008 - Current 9
Gcg Financial Inc. St Paul, MN Apr 2012 - Jan 2015 2
Express Clothing Vernon Hills, IL Nov 2011 - Jan 2012 < 1
University Of Illinois Champaign, IL Sep 2009 - Oct 2011 2
Rise Interactive Chicago, IL May 2011 - Aug 2011 < 1
Octagon Chicago, IL May 2010 - Aug 2010 < 1
Plato's Closet Libertyville, IL Jun 2006 - Aug 2010 4
Carmel Catholic High School Mundelein, IL Aug 2004 - Jun 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2012
Contact Info for Nicole M. Sullivan
Phone Number: 773-414-3693
Registered State(s):
  • IL
Current Firm Details
Prism Planning Partners, LLC
Firm's CRD Number: 290485
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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