Patrick Brierton (CRD# 1864354) is an Investment Advisor Representative working at Bwm LLC in Chicago, IL and has over 33 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 4846117
Hightower Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bwm, LLC | Chicago, IL | Aug 2021 - Current | 2 |
| Ameriprise Financial Services, LLC | Deerfield, IL | Oct 2009 - Aug 2021 | 11 |
| Ameriprise Financial Services, LLC | Deerfield, IL | Oct 2009 - Aug 2021 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1990 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management14MILLIONS
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Total Number of Accounts18ACCOUNTS
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Average Account Value$767,148
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
IL
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