Brooke Kelly (CRD# 6735821) is an Investment Advisor Representative working at Weatherly Asset Management in Del Mar, CA and has over 7 years of experience in the finance industry. Brooke Kelly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5769283
Paradigm Shift Financial, LLC
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Weatherly Asset Management, LP | Del Mar, CA | Dec 2021 - Current | 2 |
Weatherly Asset Management, LP | Del Mar, CA | Jun 2019 - Dec 2021 | 2 |
Weatherly Asset Management, LP | Del Mar, CA | Sep 2018 - Jun 2019 | < 1 |
Weatherly Asset Management, LP | Del Mar, CA | Sep 2016 - Sep 2018 | 2 |
Grant Thornton, LLP | San Diego, CA | Jun 2016 - Jul 2016 | < 1 |
Grant Thornton, LLP | San Diego, CA | Oct 2014 - Jun 2016 | 1 |
Grant Thornton, LLP | San Diego, CA | Sep 2013 - Sep 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Dec 2016 |
- CA
-
Total Assets Under Management1,267MILLIONS
-
Total Number of Accounts1,294ACCOUNTS
-
Average Account Value$978,919
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
AZ, CA, FL, IL, LA, MA, NH, NV, NY, OR, TX, WA
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