Brion CollinsCRD Number: 3120481
Current Firm: Bronfman Rothschild
Brion Collins (CRD# 3120481) is an Investment Advisor Representative working at Bronfman Rothschild in Delafield, WI and has over 19 years of experience in the finance industry. Brion Collins has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Fortress Planning Group
Lpl Financial LLC
Midland Financial Advisors, Inc.
|Belr Capital, LLC||Delafield, WI||Oct 2015 - Current||2|
|Bronfman E.l. Rothschild, LP||Delafield, WI||May 2015 - Current||2|
|Lake Country Wealth Management||Delafield, WI||Jul 2009 - Apr 2015||5|
|Next Financial Group, Inc.||Delafield, WI||Jun 2009 - Apr 2015||5|
|Mass Mutual Life Insurance Company||Springfield, MA||Sep 1998 - Jun 2009||10|
|Mml Investors Services, Inc.||Milwaukee, WI||Sep 1998 - Jun 2009||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1998|
|S65||NASAA Investment Advisors Law Examination||Aug 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management5,391MILLIONS
Total Number of Accounts7,542ACCOUNTS
Average Account Value$714,797
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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