James Senglaub, financial advisor Delafield WI

James Senglaub

CRD Number: 1060459
Current Firm: Independent Financial Group, LLC

James Senglaub (CRD# 1060459) is an Investment Advisor Representative working at Independent Financial Group, LLC in Delafield, WI and has over 39 years of experience in the finance industry.

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Company Name Location Dates Years
Independent Financial Group Delafield, WI Jan 2020 - Current 4
The Senglaub Financial Group Delafield, WI Jun 1986 - Current 37
Sagepoint Financial Inc. Delafield, WI Sep 2014 - Jan 2020 5
Harbour Investments, Inc. Madison, WI Feb 1994 - Sep 2014 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1985
S65 NASAA Investment Advisors Law Examination May 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James M. Senglaub
Phone Number: 858-436-3180
Firm Website: https://www.ifgsd.com
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    5,978
    MILLIONS
  • Total Number of Accounts
    27,435
    ACCOUNTS
  • Average Account Value
    $217,900
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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