Richard Keating (CRD# 5384932) is an Investment Advisor Representative working at Keating Investment Counselors Inc. in Delray Beach, FL and has over 16 years of experience in the finance industry.
CRD# 4778193
Global Wealth Management Investment Advisory, Inc.
CRD# 1235698
World Equity Group, Inc.
CRD# 5870573
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Keating Investment Counselors | Delray Beach, FL | Dec 2018 - Current | 5 |
| Keating Investment Counselors, Inc. | Delray Beach, FL | Jun 2017 - Dec 2018 | 1 |
| Keating Investment Counselors, Inc. | Delray Beach, FL | Feb 2015 - Jun 2017 | 2 |
| Keating Investment Counselors, Inc. | Delray Beach, FL | Sep 2011 - Feb 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Aug 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- IL
- NC
- TX
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Total Assets Under Management357MILLIONS
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Total Number of Accounts357ACCOUNTS
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Average Account Value$1,001,304
- A percentage of assets under your management
- Hourly charges
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Other
CA, CO, FL, IL, LA, NC, NE, NH, NY, TX
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