Cary Cates (CRD# 5761798) is an Investment Advisor Representative working at Cates Fp, Cates Tax Advisory in Gainesville, TX and has over 13 years of experience in the finance industry. Cary Cates has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6457268
Independent Wealth Network, Inc.
CRD# 6199056
Dash Investments
CRD# 30774
Taylor Stephens, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cates Fp | Gainesville, TX | Oct 2017 - Current | 6 |
| Cates Tax Advisory | Gainesville, TX | May 2016 - Current | 7 |
| University Of North Texas | Denton, TX | Aug 2013 - May 2021 | 7 |
| Grunden Financial Advisory | Denton, TX | May 2013 - May 2016 | 3 |
| Cates Income Tax | Denton, TX | Jan 2012 - May 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2010 |
- TX
-
Total Assets Under Management32MILLIONS
-
Total Number of Accounts234ACCOUNTS
-
Average Account Value$138,582
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
TX
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