Alan Holman, financial advisor Denver CO
84 score

Alan Holman

CRD Number: 3019671
Current Firm: Cascade Financial Management, Inc.

Alan Holman (CRD# 3019671) is an Investment Advisor Representative working at Cascade Financial Management, Inc. in Denver, CO and has over 18 years of experience in the finance industry. Alan Holman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cascade Financial Management Denver, CO Dec 2011 - Current 4
Alan Holman Cfp Greenwood Village, CO Jan 2010 - Current 6
Adrian & Associates Inc. Greenwood Village, CO Oct 2011 - Dec 2011 < 1
Geneos Wealth Management Inc. Greenwood Village, CO Jan 2010 - Oct 2011 1
Cg Brokerage LLC Greenwood Village, CO Aug 2006 - Jan 2010 3
Clifton Gunderson Financial Advisors LLC Greenwood Village, CO Feb 2005 - Jan 2010 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Alan D. Holman
Phone Number: 303-292-1121
Registered State(s):
  • CA
  • CO
  • GA
  • TX
  • WA
  • IL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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