Arthur Applegate, financial advisor Denver CO
93 score

Arthur Applegate

CRD Number: 5887937
Current Firm: Transamerica Financial Advisors, Inc.

Arthur Applegate (CRD# 5887937) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Denver, CO and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Denver, CO Oct 2012 - Current 4
World Financial Group, Inc. Denver, CO Jul 2012 - Current 4
Applegate Consulting Littleton, CO May 2012 - Current 4
Colonial Life Centennial, CO Aug 2012 - Jun 2015 2
On The Border Highlands Ranch, CO Jun 2012 - Aug 2012 < 1
Roper Insurance And Financial Services Englewood, CO Oct 2011 - May 2012 < 1
Edward Jones Littleton, CO Dec 2010 - Oct 2011 < 1
Student Clemson, SC Aug 2006 - Feb 2011 4
Clemson University Clemson, SC Aug 2006 - Dec 2010 4
Clemson University Clemson, SC May 2006 - Dec 2010 4
University Directories Charleston, SC May 2010 - Sep 2010 < 1
The Bicycle Shoppe Charleston, SC May 2007 - Sep 2009 2
Student Charleston, SC Aug 2001 - Aug 2006 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2011
Contact Info for Arthur H. Applegate
Phone Number: 727-299-1800
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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