Carol Johnson (CRD# 3084320) is an Investment Advisor Representative working at Prudent Man Investment Management in Lousiville, CO and has over 25 years of experience in the finance industry. Carol Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
CRD# 6818104
Winding Trail Financial Planning, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Prudent Man Investment Management | Denver, CO | Jan 2020 - Current | 4 |
| Private Capital Manage | Denver, CO | Mar 2019 - Dec 2019 | < 1 |
| Private Capital Management | Denver, CO | Feb 2018 - Mar 2019 | 1 |
| Atlantic Trust | Denver, CO | Apr 2017 - Feb 2018 | < 1 |
| Retirement Planning Specialist | Greenwood Village, CO | Mar 2011 - Apr 2017 | 6 |
| Lonetree Rec Center | Lonetree, CO | Nov 2009 - Jan 2016 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1998 |
| S65 | NASAA Investment Advisors Law Examination | Dec 1998 |
- CO
-
Total Assets Under Management285MILLIONS
-
Total Number of Accounts597ACCOUNTS
-
Average Account Value$478,065
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA, CO, FL, LA, NE, TN, TX
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