Carol Johnson, financial advisor Denver CO

Carol Johnson

CRD Number: 3084320
Current Firm: Prudent Man Investment Management

Carol Johnson (CRD# 3084320) is an Investment Advisor Representative working at Prudent Man Investment Management in Denver, CO and has over 23 years of experience in the finance industry. Carol Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Prudent Man Investment Management Denver, CO Jan 2020 - Current 1
Private Capital Manage Denver, CO Mar 2019 - Dec 2019 < 1
Private Capital Management Denver, CO Feb 2018 - Mar 2019 1
Atlantic Trust Denver, CO Apr 2017 - Feb 2018 < 1
Retirement Planning Specialist Greenwood Village, CO Mar 2011 - Apr 2017 6
Lonetree Rec Center Lonetree, CO Nov 2009 - Jan 2016 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1998
S65 NASAA Investment Advisors Law Examination Dec 1998
Contact Info for Carol R. Johnson
Phone Number: 303-436-1577
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    232
    MILLIONS
  • Total Number of Accounts
    500
    ACCOUNTS
  • Average Account Value
    $464,541
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, CO, FL, NE, TN, TX

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