David Becker (CRD# 3063973) is an Investment Advisor Representative working at Keystone Wealth Management Inc. in Waterloo, IA and has over 25 years of experience in the finance industry.
CRD# 5204878
Cetera Investment Advisers LLC
CRD# 5622169
Ameriprise Financial Services, LLC
CRD# 4720768
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Keystone Wealth Management Inc. | Waterloo, IA | May 2019 - Current | 4 |
| Keystone Wealth Management Inc. | Waterloo, IA | Oct 2007 - Current | 16 |
| Purshe Kaplan Sterling Investments, Inc. | Albany, NY | Aug 2019 - Jan 2023 | 3 |
| Cetera Advisors LLC | Waterloo, IA | Oct 2007 - Aug 2019 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1998 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IA
- TX
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Total Assets Under Management104MILLIONS
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Total Number of Accounts565ACCOUNTS
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Average Account Value$184,199
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
IA, TX
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