Derek EichenwaldCRD Number: 4613771
Current Firm: Cetera Investment Advisers LLC
Derek Eichenwald (CRD# 4613771) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Denver, CO and has over 13 years of experience in the finance industry.
Ewealth Consulting, LLC
Anthony Capital, LLC
|Triumph Capital Management||Denver, CO||Feb 2016 - Current||< 1|
|Summit Financial Group Inc.||Denver, CO||Oct 2015 - Current||1|
|Cetera Investment, LLC||Denver, CO||Sep 2015 - Current||1|
|Summit Brokerage Services Inc.||Denver, CO||Aug 2015 - Current||1|
|J.p. Turner & Company, LLC||Denver, CO||Jul 2009 - Aug 2015||6|
|J P Turner & Co Capital Management, LLC||Denver, CO||Jul 2009 - Aug 2015||6|
|Raymond James Financial Services Advisors, Inc.||Saint Petersburg, FL||Jan 2009 - Jul 2009||< 1|
|Raymond James Financial Services||Denver, CO||Jul 2008 - Jul 2009||1|
|Axa Advisors||Denver, CO||Mar 2003 - Jun 2008||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
Total Assets Under Management7,010MILLIONS
Total Number of Accounts26,660ACCOUNTS
Average Account Value$262,943
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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