Derek Serlet, financial advisor Denver CO
93 score

Derek Serlet

CRD Number: 6033918
Current Firm: Legacy Financial, Ltd

Derek Serlet (CRD# 6033918) is an Investment Advisor Representative working at Legacy Financial, Ltd in Denver, CO and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Legacy Financial, Ltd Denver, CO Jul 2016 - Current 1
Derek Serlet Denver, CO Aug 2014 - Current 3
2d, Inc. Denver, CO Jan 2014 - Current 4
Various Insurance Carriers For W&r Insurance Agencies Denver, CO Apr 2012 - Current 5
Waddell & Reed, Inc. Denver, CO Mar 2012 - Current 6
Jacobs Engineering Group Denver, CO Jun 2006 - Feb 2012 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2012
Contact Info for Derek M. Serlet
Phone Number: 303-596-6214
Registered State(s):
  • CO
Current Firm Details
Legacy Financial, Ltd
Firm's CRD Number: 284437
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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