James Brauer, financial advisor Denver CO

James Brauer

CRD Number: 3127129
Current Firm: Syntrinsic Investment Counsel, LLC

James Brauer (CRD# 3127129) is an Investment Advisor Representative working at Syntrinsic Investment Counsel, LLC in Denver, CO and has over 19 years of experience in the finance industry. James Brauer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Syntrinsic Investment Counsel, LLC Denver, CO May 2020 - Current 1
Unemployed Denver, CO Jan 2020 - May 2020 < 1
Tiaa-cref Individual & Institutional Services, LLC Denver, CO Sep 2019 - Jan 2020 < 1
Tiaa Denver, CO May 2000 - Jan 2020 19
Tiaa-cref Individual & Institutional Services, LLC Denver, CO May 2000 - Jan 2018 17
Tiaa-cref Individual & Institutional Services, Inc. Denver, CO Jul 2000 - Oct 2012 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2002
S66 NASAA Uniform Combined State Law Examination Feb 2006
Contact Info for James A. Brauer
Phone Number: 303-296-7100
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    1,254
    MILLIONS
  • Total Number of Accounts
    397
    ACCOUNTS
  • Average Account Value
    $3,158,975
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

CO, GA, IL, NY, TX

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