John Barringer
CRD Number: 1560069Current Firm: Cetera Investment Advisers LLC
Compensation Model: Both
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | < 1 |
| Cetera Advisor Networks LLC | El Segundo, CA | Apr 2022 - Current | 2 |
| Executive Wealth Planning | Greenwood Village, CO | Feb 2015 - Current | 9 |
| First Financial Equity Corp | Denver, CO | Jan 2015 - Apr 2022 | 7 |
| Ffec Advisory Group Llc D/b/a Executive Wealth Planning Partners | Denver, CO | Jan 2015 - Dec 2017 | 2 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Jan 2015 | < 1 |
| Morgan Stanley Smith Barney | Denver, CO | Jun 2009 - Jan 2015 | 5 |
| Morgan Stanley & Company, Incorporated | Denver, CO | Sep 1986 - Jan 2015 | 28 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1986 |
| S65 | NASAA Investment Advisors Law Examination | Feb 1996 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
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- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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