John Scollo, financial advisor Denver CO
68 score

John Scollo

CRD Number: 3118972
Current Firm: E*trade Capital Management, LLC

John Scollo (CRD# 3118972) is an Investment Advisor Representative working at E*trade Capital Management, LLC in Denver, CO and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
E*trade Securities LLC Denver, CO Nov 2015 - Current 1
E*trade Capital Management LLC Denver, CO Nov 2015 - Current 1
Ward Petroleum Enid, OK Jun 2014 - Current 2
Fidelity Brokerage Services, LLC Denver, CO Sep 2013 - Nov 2015 2
Federal Employee Benefit Counselors Brighton, CO Feb 2013 - Aug 2013 < 1
Sicor Securities Inc. Dayton, OH Mar 2012 - Jun 2013 1
Madwire Media, Inc. Loveland, CO Jan 2013 - Feb 2013 < 1
Principal Life Ins Co Denver, CO Sep 2010 - Mar 2012 1
Princor Financial Services Corp Denver, CO Sep 2010 - Mar 2012 1
Self Employed Denver, CO Oct 2009 - Sep 2010 < 1
Lpl Financial Golden, CO Jan 2009 - Oct 2009 < 1
Planco Financial Services Wayne, PA Mar 2007 - Jan 2009 1
Jnld Denver, CO Jan 2007 - Mar 2007 < 1
Curian Capital, LLC Denver, CO Jan 2007 - Mar 2007 < 1
Janus Distributors LLC Denver, CO Apr 2005 - Dec 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1999
S66 NASAA Uniform Combined State Law Examination Feb 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John P. Scollo
Phone Number: 646-521-4453
Firm Website: https://www.etrade.com
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    3,199
    MILLIONS
  • Total Number of Accounts
    19,200
    ACCOUNTS
  • Average Account Value
    $166,610
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
68

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