Joseph Mazzola, financial advisor Westlake TX

Joseph Mazzola

CRD Number: 4427269
Current Firm: Charles Schwab & Company, Inc.

Joseph Mazzola (CRD# 4427269) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Westlake, TX and has over 21 years of experience in the finance industry.

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Charles Schwab & Company, Inc.
Company Name Location Dates Years
Td Ameritrade Inc. San Francisco, CA May 2023 - Current < 1
Charles Schwab & Company, Inc. San Francisco, CA Mar 2018 - Current 6
Shelton Capital Management Denver, CO Jan 2015 - Mar 2018 3
Thinkorswim Inc. Chicago, IL Jan 2008 - Dec 2014 6
Thinkorswim Advisors Chicago, IL Jan 2008 - Dec 2014 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2002
S66 NASAA Uniform Combined State Law Examination Jul 2008
S65 NASAA Investment Advisors Law Examination Jan 2015
Contact Info for Joseph K. Mazzola
Phone Number: 415-667-7000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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