Leonard Waldmann, financial advisor Denver CO
83 score

Leonard Waldmann

CRD Number: 1922418
Current Firm: Morgan Stanley

Leonard Waldmann (CRD# 1922418) is an Investment Advisor Representative working at Morgan Stanley in Denver, CO and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney Denver, CO Jun 2009 - Current 7
Morgan Stanley & Company, Incorporated Denver, CO Apr 2007 - Current 9
Morgan Stanley Dw Inc. Denver, CO Feb 1993 - Apr 2007 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1989
S65 NASAA Investment Advisors Law Examination Mar 1999
Contact Info for Leonard F. Waldmann
Phone Number: 914-225-5510
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83
Clean Record
This advisor has a clean track record with regulators.

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