Mark Nicolet, financial advisor Denver CO
89 score

Mark Nicolet

CRD Number: 6228295
Current Firm: National Planning Corporation ("npc Of America" In Fl & Ny)

Mark Nicolet (CRD# 6228295) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Denver, CO and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Trilogy Capital, Inc. Denver, CO Nov 2015 - Current 1
National Planning Corporation Santa Monica, CA Jul 2013 - Current 3
Drake University Des Moines, IA Jan 2011 - Apr 2013 2
Wildwood Hills Ranch Saint Charles, IA Jun 2012 - Jul 2012 < 1
Principal Financial Group Des Moines, IA Jun 2011 - Jul 2011 < 1
Hillsdale College Hillsdale, MI Jul 2010 - Dec 2010 < 1
L'hospitalet Pioneers Barcelona, Feb 2010 - Jun 2010 < 1
The Classical Academy Colorado Springs, CO Oct 2009 - Jan 2010 < 1
Lids Indianapolis, IN Aug 2009 - Sep 2009 < 1
Green Bay Blizzard Green Bay, WI Mar 2009 - Aug 2009 < 1
Surface Technologies Green Bay, WI Mar 2009 - Aug 2009 < 1
Zionsville Community Schools Zionsville, IN Oct 2008 - Feb 2009 < 1
Stockholm Mean Machines Stockholm, Jul 2008 - Sep 2008 < 1
Hillsdale College Hillsdale, MI Aug 2004 - Jun 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2013
S65 NASAA Investment Advisors Law Examination Dec 2013
Contact Info for Mark A. Nicolet
Phone Number: 310-899-7900
Firm Website: https://www.natplan.com
Registered State(s):
  • CO
  • IN
By the Numbers
  • Total Assets Under Management
    7,811
    MILLIONS
  • Total Number of Accounts
    42,943
    ACCOUNTS
  • Average Account Value
    $181,887
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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