Nathan Sumner, financial advisor Bennett CO

Nathan Sumner

CRD Number: 6350143
Current Firm: Lpl Financial LLC

Nathan Sumner (CRD# 6350143) is an Investment Advisor Representative working at Lpl Financial LLC in Bennett, CO and has over 9 years of experience in the finance industry. Nathan Sumner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Bennett, CO Jul 2021 - Current 2
Whiskey University Columbia, TN Mar 2021 - Current 3
Fpa Of Colorado/foundation For Financial Planning Denver, CO Aug 2020 - Current 3
Rocky Mountain Society Of Financial Services Pros Centennial, CO Sep 2019 - Current 4
Sumner Enterprises LLC Denver, CO Mar 2015 - Current 9
Various Insurance Carriers For W&r Insurance Agencies Denver, CO Oct 2014 - Current 9
Waddell & Reed, Inc. Denver, CO Jun 2014 - Current 9
Vail Resorts Broomfield, CO Nov 2012 - Current 11
Denver Rotary Club Of Stapleton Denver, CO Jul 2016 - Jun 2019 2
Mapleton Public Schools Denver, CO Jul 2012 - Jun 2014 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Nathan Sumner
Phone Number: 704-733-3300
Registered State(s):
  • CO
  • TX
  • WY
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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