Nathan Sumner, financial advisor Denver CO
68 score

Nathan Sumner

CRD Number: 6350143
Current Firm: Waddell & Reed

Nathan Sumner (CRD# 6350143) is an Investment Advisor Representative working at Waddell & Reed in Denver, CO and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Denver Rotary Club Of Stapleton Denver, CO Jul 2016 - Current < 1
Sumner Enterprises LLC Denver, CO Mar 2015 - Current 1
Various Insurance Carriers For W&r Insurance Agencies Denver, CO Oct 2014 - Current 2
Waddell & Reed, Inc. Denver, CO Jun 2014 - Current 2
Vail Resorts Broomfield, CO Nov 2012 - Current 4
Mapleton Public Schools Denver, CO Jul 2012 - Jun 2014 1
Major League Baseball New York, NY Apr 2008 - Jul 2012 4
Oldcastle Glass New York, NY Jan 2008 - Apr 2008 < 1
Unemployed Long Island, NY Oct 2007 - Jan 2008 < 1
Time Inc. New York, NY Jan 2007 - Oct 2007 < 1
Forrest Solutions New York, NY Sep 2006 - Jan 2007 < 1
Unemployed New York, NY May 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Nathan Sumner
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CO
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
68

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