Penny Dokken (CRD# 2951691) is an Investment Advisor Representative working at Spire Wealth Management, LLC in Colorado Springs, CO and has over 26 years of experience in the finance industry. Penny Dokken has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2202065
Adelmann Financial, Inc.
CRD# 6728761
T. Rowe Price Advisory Services, Inc.
CRD# 5836179
T. Rowe Price Advisory Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Spire Investment Partners | Colorado Springs, CO | Sep 2023 - Current | < 1 |
| Flying Horse Realty | Colorado Springs, CO | Jan 2017 - Current | 7 |
| United Capital Financial Advisers, LLC | Newport Beach, CA | Jun 2018 - Sep 2023 | 5 |
| Ushealth Advisors | Colorado Springs, CO | Jul 2016 - Dec 2016 | < 1 |
| Bayada Home Health Care | Colorado Springs, CO | Sep 2014 - Jun 2016 | 1 |
| Self-employed | Colorado Springs, CO | Apr 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1997 |
| S65 | NASAA Investment Advisors Law Examination | Nov 1997 |
- CO
- TX
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Total Assets Under Management4,778MILLIONS
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Total Number of Accounts15,951ACCOUNTS
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Average Account Value$299,526
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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