Penny DokkenCRD Number: 2951691
Current Firm: Goldman Sachs Personal Financial Management
Penny Dokken (CRD# 2951691) is an Investment Advisor Representative working at Goldman Sachs Personal Financial Management in Denver, CO and has over 24 years of experience in the finance industry. Penny Dokken has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Meridian Wealth Management LLC
Thrivent Advisor Network, LLC
|United Capital Financial Advisers, LLC||Newport Beach, CA||Jun 2018 - Current||3|
|Flying Horse Realty||Colorado Springs, CO||Jan 2017 - Current||4|
|Ushealth Advisors||Colorado Springs, CO||Jul 2016 - Dec 2016||< 1|
|Bayada Home Health Care||Colorado Springs, CO||Sep 2014 - Jun 2016||1|
|Self-employed||Colorado Springs, CO||Apr 2014 - Aug 2014||< 1|
|Nursing And Therapy Services Of Colorado||Colorado Springs, CO||Oct 2012 - Mar 2014||1|
|Charles Schwab Bank||Colorado Springs, CO||Feb 2005 - Sep 2012||7|
|Charles Schwab & Company, Inc.||Colorado Springs, CO||Sep 1999 - Sep 2012||13|
|Wes - Women's Education Society Colorado College||Colorado Springs, CO||Aug 2009 - Aug 2012||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1997|
|S65||NASAA Investment Advisors Law Examination||Nov 1997|
Total Assets Under Management29,473MILLIONS
Total Number of Accounts76,965ACCOUNTS
Average Account Value$382,942
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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