Richard StavesCRD Number: 1879748
Current Firm: Redhawk Wealth Advisors, Inc.
Richard Staves (CRD# 1879748) is an Investment Advisor Representative working at Redhawk Wealth Advisors, Inc. in Denver, CO and has over 27 years of experience in the finance industry.
Ewealth Consulting, LLC
Anthony Capital, LLC
|Redhawk Wealth Advisors, Inc.||Minneapolis, MN||Nov 2013 - Current||2|
|Axa Advisors, LLC||New York, NY||Oct 2012 - Current||4|
|Cambridge Financical Services||Los Angeles, CA||Jan 2009 - Current||7|
|Wells Fargo Weath Management||Los Angeles, CA||Jan 2008 - Jan 2009||1|
|Cambridge Financial Services||Los Angeles, CA||Jan 2005 - Jan 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1988|
|S65||NASAA Investment Advisors Law Examination||Jul 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management173MILLIONS
Total Number of Accounts1,504ACCOUNTS
Average Account Value$114,714
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AL, AR, AZ, CA, CO, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV
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