Rick Berry, financial advisor Denver CO
89 score

Rick Berry

CRD Number: 6030752
Current Firm: Morgan Stanley

Rick Berry (CRD# 6030752) is an Investment Advisor Representative working at Morgan Stanley in Denver, CO and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Denver, CO Jan 2014 - Current 2
Axa Advisors, LLC New York, NY Sep 2012 - Jan 2014 1
Unemployed Denver, CO Jan 2012 - Sep 2012 < 1
Evolution Elite Hockey Academy Denver, CO Nov 2010 - Jan 2012 1
Acceleration Institute LLC Denver, CO Jan 2011 - Oct 2011 < 1
Advance My Athlete, LLC Denver, CO Sep 2009 - Dec 2010 1
Team Rocky Mountain Golden, CO Aug 2009 - Feb 2010 < 1
Duisburg Fuchse Duisburg, Sep 2008 - Jun 2009 < 1
Edmonton Oilers Edmonton, CO Sep 2007 - Jun 2008 < 1
New York Islanders Uniondale, NY Sep 2006 - Jun 2007 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Apr 2014
S63 Uniform Securities State Law Examination Mar 2014
Contact Info for Rick E. Berry
Phone Number: 914-225-5510
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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