Roger Harris, financial advisor Denver CO

Roger Harris

CRD Number: 2357959
Current Firm: R. Kent Harris And Associates, Ltd.

Roger Harris (CRD# 2357959) is an Investment Advisor Representative working at R. Kent Harris And Associates, Ltd. in Denver, CO and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Partners Securities, Inc. Denver, CO Jun 1999 - Current 24
Kestra Investment Services, LLC Greenwood Village, CO Jun 1999 - Current 24
R. Kent Harris & Associates Denver, CO Aug 1996 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Roger K. Harris
Phone Number: 303-698-7772
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    44
    MILLIONS
  • Total Number of Accounts
    310
    ACCOUNTS
  • Average Account Value
    $141,272
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CO, TX

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