Sandra Swagel, financial advisor Denver CO
93 score

Sandra Swagel

CRD Number: 1295897
Current Firm: J.p. Morgan Securities LLC

Sandra Swagel (CRD# 1295897) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Denver, CO and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Jpmorgan Securities LLC Denver, CO Jul 2014 - Current 2
Gooseiowa Inc, Dba 7-eleven Westminster, CO Nov 2011 - Current 5
Morgan Stanley Smith Barney Denver, CO Jan 2010 - Jul 2014 4
Macy's Dept Store, Temp Help Thornton, CO Nov 2009 - Jan 2010 < 1
Morgan Stanley Smith Barney Denver, CO Jun 2009 - Nov 2009 < 1
Citigroup Global Markets Inc. Denver, CO Aug 2007 - Jun 2009 1
Citigroup Global Markets Inc. Des Moines, IA Jun 1998 - Aug 2007 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1995
S65 NASAA Investment Advisors Law Examination Oct 1999
Contact Info for Sandra J. Swagel
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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