Scot Barringer, financial advisor Denver CO
51 score

Scot Barringer

CRD Number: 1385168
Current Firm: Westpark Capital, Inc.

Scot Barringer (CRD# 1385168) is an Investment Advisor Representative working at Westpark Capital, Inc. in Denver, CO and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Westpark Capital Inc. Denver, CO Jul 2016 - Current 1
Applied Wealth Management, Inc. Denver, CO Oct 2011 - Current 6
Barringer Company Inc. Evergreen, CO May 1992 - Current 25
Grant Bettingen, Inc. Greenwood Village, CO May 2009 - Jul 2016 7
Securities America, Inc. Evergreen, CO Jul 2007 - May 2009 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1987
S65 NASAA Investment Advisors Law Examination Jul 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Scot Barringer
Phone Number: 310-843-9300
Registered State(s):
  • AZ
  • CA
  • CO
  • FL
  • TX
  • OR
By the Numbers
  • Total Assets Under Management
    44
    MILLIONS
  • Total Number of Accounts
    379
    ACCOUNTS
  • Average Account Value
    $117,061
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AZ, CA, CO, CT, FL, HI, IL, MA, MD, NV, NY, OH, OR, PA, TX, WA

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BADGES
51

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