Scott Cummings, financial advisor Denver CO

Scott Cummings

CRD Number: 722968
Current Firm: Agile Asset Management

Scott Cummings (CRD# 722968) is an Investment Advisor Representative working at Agile Asset Management in Denver, CO and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Agile Asset Management Denver, CO Sep 2012 - Current 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2010
S65 NASAA Investment Advisors Law Examination Dec 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Scott H. Cummings
Phone Number: 650-281-5850
Registered State(s):
  • CO
Current Firm Details
Agile Asset Management
Firm's CRD Number: 136141
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

CO

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