Sean Horsley, financial advisor Denver CO
90 score

Sean Horsley

CRD Number: 6129528
Current Firm: Axa Advisors, LLC

Sean Horsley (CRD# 6129528) is an Investment Advisor Representative working at Axa Advisors, LLC in Denver, CO and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Axa Advisors, LLC New York, NY Jan 2013 - Current 3
Jackson National Life Distributors LLC Denver, CO Jun 2012 - Dec 2012 < 1
Unemployed Englewood, CO Aug 2011 - Apr 2012 < 1
St Julien Hotel Boulder, CO May 2010 - Jul 2011 1
University Of Colorado Boulder, CO Aug 2006 - Aug 2010 4
Lowes Greenwood Village, CO Jun 2007 - Aug 2007 < 1
Greenwood Athletic Club Greenwood Village, CO Apr 2005 - Aug 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2012
S65 NASAA Investment Advisors Law Examination Apr 2013
Contact Info for Sean A. Horsley
Phone Number: 212-314-4600
Firm Website: http://axa.us.com
Registered State(s):
  • CA
  • GA
  • CO
By the Numbers
  • Total Assets Under Management
    9,867
    MILLIONS
  • Total Number of Accounts
    40,093
    ACCOUNTS
  • Average Account Value
    $246,096
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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