Stephen Bauer, financial advisor Denver CO

Stephen Bauer

CRD Number: 6603821
Current Firm: Mercer Global Advisors Inc.

Stephen Bauer (CRD# 6603821) is an Investment Advisor Representative working at Mercer Global Advisors Inc. in Denver, CO and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Mercer Global Advisors Inc. Denver, CO Nov 2018 - Current 3
Unemployed Wheat Ridge, CO Jun 2018 - Oct 2018 < 1
Td Ameritrade Southlake, TX Jan 2018 - May 2018 < 1
Scottrade Westminster, CO Feb 2016 - Dec 2017 1
University Of Wyoming Laramie, WY Jan 2014 - Dec 2015 1
Albertsons Laramie, WY May 2014 - Mar 2015 < 1
Silverline Pacific Redding, CA Jul 2014 - Aug 2014 < 1
Central Wyoming College Riverton, WY Sep 2013 - Dec 2013 < 1
City Of Lander - Parks And Recreation Lander, WY May 2013 - Dec 2013 < 1
Casper College Casper, WY Aug 2011 - May 2013 1
The Home Depot Casper, WY Sep 2012 - Apr 2013 < 1
City Of Lander - Parks And Recreation Lander, WY May 2012 - Sep 2012 < 1
Dominos Pizza Casper, WY Nov 2011 - Dec 2011 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2016
S66 NASAA Uniform Combined State Law Examination Feb 2019
Contact Info for Stephen J. Bauer
Phone Number: 888-565-1681
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    19,870
    MILLIONS
  • Total Number of Accounts
    38,429
    ACCOUNTS
  • Average Account Value
    $517,055
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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