Steve McCarthyCRD Number: 2977482
Current Firm: Raymond James & Associates, Inc.
Steve McCarthy (CRD# 2977482) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Denver, CO and has over 24 years of experience in the finance industry. Steve McCarthy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Meridian Wealth Management LLC
Thrivent Advisor Network, LLC
|Raymond James And Associates, Inc.||Denver, CO||Dec 2019 - Current||2|
|Tiaa-cref Individual & Institutional Services, LLC||Denver, CO||Sep 2005 - Sep 2019||14|
|Tiaa||Denver, CO||Sep 2005 - Sep 2019||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1998|
|S66||NASAA Uniform Combined State Law Examination||Sep 2004|
Total Assets Under Management331,150MILLIONS
Total Number of Accounts869,177ACCOUNTS
Average Account Value$380,993
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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