Tami CarrollCRD Number: 5333353
Current Firm: Cobiz Wealth
Tami Carroll (CRD# 5333353) is an Investment Advisor Representative working at Cobiz Wealth in Denver, CO and has over 6 years of experience in the finance industry. Tami Carroll has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ewealth Consulting, LLC
Anthony Capital, LLC
|Cobiz Wealth||Denver, CO||Jan 2016 - Current||1|
|Cobiz Wealth||Denver, CO||Aug 2015 - Jan 2016||< 1|
|Cobiz Wealth||Denver, CO||Aug 2013 - Aug 2015||2|
|Cobiz Advisors||Denver, CO||Jan 2012 - Aug 2013||1|
|Axa Advisors, LLC||New York, NY||May 2007 - Jan 2012||4|
|University Of Denver||Denver, CO||Sep 2004 - May 2009||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2010|
Total Assets Under Management859MILLIONS
Total Number of Accounts1,116ACCOUNTS
Average Account Value$769,639
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CO, NY, TX, WA
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