Timothy Waters (CRD# 3083977) is an Investment Advisor Representative working at Triumph Capital Management in Denver, CO and has over 24 years of experience in the finance industry.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
CRD# 6818104
Winding Trail Financial Planning, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Triumph Capital Management | Denver, CO | Feb 2016 - Current | 8 |
| Cetera Advisor Networks LLC | Denver, CO | Sep 2019 - Feb 2020 | < 1 |
| Cetera Investment Advisers LLC | Denver, CO | Oct 2015 - Feb 2020 | 4 |
| Summit Financial Group Inc. | Denver, CO | Oct 2015 - Feb 2020 | 4 |
| Summit Brokerage Services | Denver, CO | Aug 2015 - Sep 2019 | 4 |
| J P Turner & Company LLC | Denver, CO | Aug 2012 - Sep 2015 | 3 |
| Jp Turner & Co Capital Management LLC | Denver, CO | Aug 2012 - Aug 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2000 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
-
Total Assets Under Management421MILLIONS
-
Total Number of Accounts3,443ACCOUNTS
-
Average Account Value$122,316
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, FL, GA, ID, IL, IN, KS, MI, MO, NC, NE, NJ, NM, NV, NY, OH, OR, PA, TN, TX, WA, WI, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.