James Franzen (CRD# 1850403) is an Investment Advisor Representative working at Cutter & Company, Inc. in Denver, IA and has over 35 years of experience in the finance industry.
CRD# 5204878
Cetera Investment Advisers LLC
CRD# 5622169
Ameriprise Financial Services, LLC
CRD# 4720768
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cutter & Company Brokerage, Inc. | Chesterfield, MO | Jul 2005 - Current | 18 |
| Ics | Denver, IA | Feb 2004 - Current | 20 |
| James N. Franzen Farm | Hawkeye, IA | Dec 1978 - Current | 45 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1988 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IA
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Total Assets Under Management866MILLIONS
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Total Number of Accounts2,329ACCOUNTS
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Average Account Value$371,669
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