David Balok, financial advisor Denver NC

David Balok

CRD Number: 2224295
Current Firm: Lpl Financial LLC

David Balok (CRD# 2224295) is an Investment Advisor Representative working at Lpl Financial LLC in Denver, NC and has over 31 years of experience in the finance industry.

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The Financial Legacy Group
Company Name Location Dates Years
Linsco/private Ledger Corp. Harbor Springs, MI Oct 2006 - Current 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1992
S65 NASAA Investment Advisors Law Examination Aug 2010
Contact Info for David R. Balok
Phone Number: 704-733-3300
Registered State(s):
  • MI
  • NC
  • SC
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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