Nate Waldmiller, financial advisor Depew NY
77 score

Nate Waldmiller

CRD Number: 5538559
Current Firm: Hsbc Securities (usa) Inc.

Nate Waldmiller (CRD# 5538559) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Depew, NY and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Bank Usa, N.a. Depew, NY Jul 2015 - Current 1
Hsbc Bank Usa, N.a. Depew, NY Apr 2014 - Jul 2015 1
Hsbc Securities Inc. Buffalo, NY Oct 2012 - Apr 2014 1
Selective Staffing Williamsville, NY Feb 2012 - Oct 2012 < 1
National Income Life Insurance Company Williamsville, NY Sep 2010 - Jan 2012 1
Sj Mccullagh Buffalo, NY May 2006 - Aug 2010 4
Waddell & Reed, Inc. East Amherst, NY May 2008 - Jun 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Nate E. Waldmiller
Phone Number: 212-525-2879
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    2,985
    MILLIONS
  • Total Number of Accounts
    12,340
    ACCOUNTS
  • Average Account Value
    $241,893
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
77

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