Matthew Rice, financial advisor Derry NH
76 score

Matthew Rice

CRD Number: 6297627
Current Firm: Citizens Securities, Inc.

Matthew Rice (CRD# 6297627) is an Investment Advisor Representative working at Citizens Securities, Inc. in Derry, NH and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Citizens Bank Derry, NH Feb 2014 - Current 2
Cco Investment Services Derry, NH Feb 2014 - Current 2
Mebership Benefits Group Boston, MA Oct 2012 - Jan 2014 1
Fidelity Investments Merrimack, NH Sep 2011 - Sep 2012 1
Village Mortgage Wethersfield, CT Oct 2009 - Aug 2011 1
Citizens Bank Cromwell, CT Oct 2008 - Sep 2009 < 1
Hsbc West Hartford, CT Oct 2004 - Oct 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2014
S65 NASAA Investment Advisors Law Examination Sep 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Matthew L. Rice
Phone Number: 1-800-942-8300
Registered State(s):
  • FL
  • NH
By the Numbers
  • Total Assets Under Management
    27,379
    MILLIONS
  • Total Number of Accounts
    19,253
    ACCOUNTS
  • Average Account Value
    $1,422,068
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
76

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