Christopher ZugCRD Number: 3013383
Current Firm: Principal Securities, Inc.
Christopher Zug (CRD# 3013383) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has 1 year of experience in the finance industry.
Thrivent Investment Management Inc.
Fsc Securities Corporation
Foster Group, Inc.
|Principal Life Insurance Company||Des Moines, IA||Mar 2018 - Current||3|
|Principal Securities, Inc.||Des Moines, IA||Mar 2018 - Current||3|
|Unemployed||Norwalk, IA||Oct 2017 - Mar 2018||< 1|
|Mml Investors Services, LLC||West Des Moines, IA||Mar 2017 - Oct 2017||< 1|
|Trinet/massmutual||West Des Moines, IA||Jul 2016 - Oct 2017||1|
|Metlife Investors Distribution Company||West Des Moines, IA||Jun 2001 - Jul 2016||15|
|New England Securities||Boston, MA||Jun 2001 - Jul 2016||15|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2020|
Total Assets Under Management9,321MILLIONS
Total Number of Accounts38,492ACCOUNTS
Average Account Value$242,164
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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