James Ennis (CRD# 1961884) is an Investment Advisor Representative working at Focus Financial in Des Moine, IA and has over 34 years of experience in the finance industry.
CRD# 6104973
Black Mammoth LLC
CRD# 6935071
Thrivent Investment Management Inc.
CRD# 4343046
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Osaic Wealth, Inc. | Des Moines, IA | Oct 2018 - Current | 5 |
| Focus Financial | Des Moines, IA | Oct 2018 - Current | 5 |
| Ennis Planning Services | Des Moines, IA | Jul 2002 - Current | 21 |
| Group Benfits Ltd | W Des Moines, IA | Feb 2001 - Current | 23 |
| Voya Financial Advisors | Des Moines, IA | Sep 2014 - Oct 2018 | 4 |
| Ing Financial Partners, Inc. | Des Moines, IA | Jan 2004 - Sep 2014 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1989 |
| S65 | NASAA Investment Advisors Law Examination | May 1997 |
- IA
- TX
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Total Assets Under Management5,386MILLIONS
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Total Number of Accounts25,365ACCOUNTS
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Average Account Value$212,339
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY
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