James McKay, financial advisor Des Moines IA
86 score

James McKay

CRD Number: 1170810
Current Firm: Voya Financial Advisors, Inc.

James McKay (CRD# 1170810) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Des Moines, IA and has over 33 years of experience in the finance industry. James McKay has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Voya Financial Advisors Tukwila, WA Sep 2014 - Current 2
Northwest Retirement Plan Consultants, LLC Tukwila, WA Aug 2014 - Current 2
J&s Pension Services D/b/a Pacific Pensions Services Nw Tukwila, WA Nov 2008 - Current 8
Pacific Rim Financial Group, Inc. Tilwo;a, WA Jul 1993 - Current 23
Ing Financial Partners, Inc. Tukwila, WA Jan 2004 - Sep 2014 10
Proventus, LLC Tukwila, WA Feb 2012 - Feb 2012 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1983
S65 NASAA Investment Advisors Law Examination Jan 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James R. McKay
Phone Number: 1-800-356-2906
Registered State(s):
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    9,298
    MILLIONS
  • Total Number of Accounts
    59,441
    ACCOUNTS
  • Average Account Value
    $156,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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